Manager – Risk & Compliance

About the Role

Oversee the risk management framework and regulatory compliance functions at Sampath Securities, ensuring adherence to SEC Sri Lanka and CSE rules.

Responsibilities

• Develop, implement, and maintain the risk management framework
• Monitor compliance with SEC Sri Lanka regulations and CSE rules
• Prepare and submit regulatory reports to the Securities and Exchange Commission
• Conduct compliance assessments and internal risk reviews
• Provide compliance training to staff

Requirements

• Degree in Finance, Law, Business Administration, or a related field
• 5-8 years experience in risk management or compliance, preferably in securities or banking
• Solid understanding of SEC Sri Lanka and CSE regulatory requirements

Skills

`Risk management` · `Regulatory compliance` · `Securities regulation` · `Internal audit` · `AML/CFT` · `Policy development` · `Reporting`

What we offer

• Competitive salary and performance benefits
• Exposure to capital markets environment

How to apply

Or apply online: https://www.topjobs.lk/employer/JobAdvertismentServlet?ac=DEFZZZ&ec=DEFZZZ&jc=0001528667